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Details of AP

UpLoad Date	Caption	DownLoad
01-Apr-2022	ERROR CODE POLICY	Download
01-Apr-2022	Outsourcing Policy	Download
01-Apr-2022	PMLA Policy	Download
01-Apr-2022	Policies and Procedures	Download
01-Apr-2022	Risk Management Policy	Download
01-Apr-2022	Surveillance Policy	Download
01-Apr-2022	Internal Control Review of Business Compliance	Download
01-Apr-2022	Policy for Inactive Account	Download
01-Apr-2022	Policy for Pre funded Instruments	Download
01-Apr-2022	Policy For Prevention Regarding Unauthenticated NewsCircular	Download

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"Prevent unauthorized transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of Investors " Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day..... issued in the interest of investors. " "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account" "Client may please note that, we do trade in Proprietary/Own Account" Clients are advised to provide “Self Certification” under Rule 114H (8) of the Income tax Rules, 1962 under alternative procedure of FATCA on or before April 30, 2017. In case of self-certifications are not provided, your account would be blocked & thereafter you may not be permitted to do transaction without submitting the same. FATCA Form has been sent on your registered email id. You may also download the form from our website under “download>Forms>FATCA/CRS Declaration” & submit the same at our office or by email. Have you linked your Aadhaar to your Trading & demat yet? To link your Aadhaar, “Provide your duly signed copy of Aadhaar Card.” please visit: 4Th Floor, A-6, Safal Profitaire, Corporate Road, Opp. Auda Garden, Prahlad Nagar, Satellite, Ahmedabad - 380051. "In case of any grievances, you can approach us at our IG Email ID : trading.grievances@affluence.ooo , however If you are not satisfied with the grievance redressed by us, you can also approach https://scores.gov.in/scores/Welcome.html". Investors beware of unsolicited Messages: https://www.nseindia.com/regulations/unsolicited-messages-report https://www.bseindia.com/attention_investors.aspx" As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others. If you find anyone claiming to be part of AFFLUENCE SHARES AND STOCKS PRIVATE LIMITED and offering such services, please send us an email to compliance@affluence.ooo "The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time. The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us."

Attention Investors 1.Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3.Pay 20% upfront margin of the transaction value to trade in cash market segment. 4.Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. Continuation Sheet 5.Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month Issued in the interest of Investors

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